SEC Proposes Broker-Dealer Standards
The SEC voted to propose a package of rulemakings and interpretations designed to “enhance the quality and transparency of investors’ relationships with investment advisers and…
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5 Common Audit Deficiencies Identified During Peer Review
From time to time, we come across some older content in the archives that is still relevant today. Back in 2011, Stephanie Lanke and Robin…
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Stop Over-Auditing with a Knowledge-Based Audit Approach
A YKSM, Ltd. Case Study YKSM, Ltd. leverages the power of a knowledge-based audit approach within Wolters Kluwer’s Integrated Audit Approach. It streamlines their processes, improves…
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SEC Staff Guidance on Non-GAAP Measures Updated
The staff in the SEC’s Division of Corporation Finance has updated its Compliance and Disclosure Interpretation (C&DI), Non-GAAP Financial Measures. This C&DI provides staff interpretations…
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Three Ways to Enhance Audit Quality with Audit Data Analytics
Why Apply Audit Data Analytics? Audit data analytics is a hot topic. In fact, there has been a loud call to action recently. That call…
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Re-inventing An Old Industry.
Innovative Organizations Hate The Status Quo. I can confidently say that in my history of working in different jobs, under different bosses, and within different…
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Accountant By Day-Goalie By Night
Chicago Accountant Makes Good. My home town of Atlanta has not had a great run when it comes to hanging on to NHL franchises. Unfortunately,…
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Separate Your Firm from the Competition
Are you separating your firm from the competition? Answer this. How much top talent are you losing? Do you have employees moving on to other…
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AICPA Issues New Technical Questions & Answers
New AICPA Technical Questions and Answers The AICPA has released new Technical Questions and Answers (TQAs) for Section 6935, SSAE No. 16 Reports – Employee…
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Provide More Guidance to Clients with a Higher Quality Audit
Improving Efficiency = Higher Quality Audit Challenge: Denise C. Dampier CPA, PLLC needed audit software that would provide a higher quality audit and ensure that…
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