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Coronavirus Distributions Adverse Financial Consequences Recontributions

State Coronavirus Filing Extensions

State tax relief in response to the COVID-19 (Coronavirus) pandemic has impacted many taxpayers. The relief has generally included extending filing and payment dates and providing penalty relief. Almost all the states have now responded to the federal extension.  Federal Response to COVID-19 Federal…

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Reg. BI Regulation Best Interest 401(k) Rollover IRA

Reg. BI’s 401(k) Rollover Obligations

The SEC’s new Regulation Best Interest (“Reg. BI”) imposes a set of obligations on broker-dealers when giving advice to retail customers.  Reg. BI in part targets transactions involving 401(k) rollovers into…

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